Regulatory Operations Analyst - DOI

Regulatory Operations Analyst - DOI
Fixed term contract
5 days per week in the office, with potential flex dependent on client needs

Role Overview:
We have an exciting opportunity at one of our Tier 1 Investment Banking clients within their Regulatory Reporting Transaction Management function. The role offers exposure to a wide range of financial products and close collaboration with internal stakeholders across Legal, Compliance, Operations, and Technology.

Responsibilities:

• Ensure the organisation meets its monitoring and reporting obligations with a proactive and solution-oriented approach.

• Monitor exception reports to identify potential disclosure requirements across EMEA jurisdictions.

• Work to tight daily deadlines and regulatory timeframes.

• Develop a detailed understanding of exception types to support accurate regulatory filings.

• Build expertise in security transactions and a range of financial products.

• Establish strong working relationships with global stakeholders, including Legal, Compliance, Operations, and Technology teams.

• Contribute to continuous improvement initiatives and process enhancements.

Required Skills & Experience:

• Strong organisational and time management skills with the ability to manage multiple deliverables.

• Excellent analytical and problem-solving capabilities with high attention to detail.

• Effective verbal and written communication skills.

• Ability to work independently and collaboratively within a team environment.

• Proven ability to build relationships across functions and geographies.

• Comfortable working under pressure and to stringent deadlines.

• Proficiency in Microsoft Office, particularly Excel.

• Knowledge of equity products including stocks, listed and OTC derivatives is advantageous.

• Understanding of operations and the trade lifecycle is preferred.

• Prior experience in investment banking, wealth management, or prime brokerage is beneficial.

• Familiarity with regulatory reporting and disclosure monitoring is desirable.

How We Work:

Delta Capita is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, colour, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.

We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. If you require any reasonable adjustments through your interview process, please use the designated space within the application questionnaire.

This is a full-time, fixed term contract position located in Glasgow. As the selection and interview process is ongoing, please submit your application in English as soon as possible, if your profile is selected, a member of our team will contact you within 4 weeks. For this role, a valid working permit for the UK is mandatory.

Expectations regarding hybrid working: As we are a Service Provider and Consulting firm servicing clients, our policy for physically working from the office (which may be the client’s offices or our own offices depending on the client) aligns to what our client’s policies and expectations are and these vary. This particular project requires five days per week on-site. However, there may be flexibility depending on the client's needs.

Who We Are:

Delta Capita Group is a global managed services, consulting and solutions provider with a unique combination of experience in Financial Services and technology innovation capability. Our mission is to reinvent the financial services value chain providing technology based mutualised services for financial institutions for non-differentiating services.

Our 3 offerings are:

• Managed Services

• Consulting & Solutions

• Technology

To know more about Delta Capita and our culture click here: Working at DC - Delta Capita.